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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| MD | RA | APPROVED | 2021-07-21 |
| MI | RA | APPROVED | 2021-07-21 |
| MO | RA | APPROVED | 2021-07-21 |
| NV | RA | APPROVED | 2021-07-21 |
| OH | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
| VA | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WY | RA | APPROVED | 2021-07-21 |
Branch Locations
1776 W March Lane Ste 310, Stockton, CA 95207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Stockton | CA | 01/2006 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Tracy | CA | 05/2006 | 07/2021 |
| Stroup & Silcox Group Inc | Stockton | CA | 04/2018 | 07/2021 |
| Stroup & Silcox Inc | Stockton | CA | 04/2018 | 07/2021 |
| Lpl Financial Llc | Stockton | CA | 07/2021 | Present |
1. 07/2021/Mark Stroup/Pathway Financial/DBA for LPL Business (entity for LPL business)/Investment Related/North West, CA/0 HRS/MO 2. 2014/Stroup Family trust/Act in a Fiduciary Capacity/Investment Related/Tracy, CA/0 HRS/MO 3. 5/2006/Crump & Associates of Clifton Park/Non-Variable Insurance/Investment Related/Stockton, CA/0 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-24 |
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