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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| HI | RA | APPROVED | 2024-11-14 |
| NV | RA | APPROVED | 2024-11-14 |
| SC | RA | APPROVED | 2024-11-14 |
Branch Locations
2998 Douglas Blvd Suite 200, Roseville, CA 95661 • United States
1731 Technology Dr Suite 600, San Jose, CA 95110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 05/2010 | 06/2018 |
| Pruco Securities, Llc. | Mount Pleasant | SC | 04/2019 | 11/2024 |
| Prudential Insurance Company Of America | Mount Pleasant | SC | 04/2019 | Present |
| Benefitfocus | Charleston | SC | 06/2018 | 03/2019 |
| Lpl Enterprise, Llc | Roseville | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-05 |
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