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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2015-12-09
CT RA APPROVED 2012-01-03
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2015-12-09
  • CT RA
    APPROVED
    Since 2012-01-03

Branch Locations

1241 Pittsford Victor Rd, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsford NY 11/2011 Present
Bank Of America, N.A. Pittsford NY 01/2012 Present
Other Businesses

I*548311For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: N, Address of business: Fairport, New York, 14450Nature of business: Position, title, association: Sole owner, Start date of relationship: 10/12/2021Number of hours devoted: 10 hour(s) Monthly, Number of hours devoted during trading hours: 0Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-30
  • S66 Uniform Combined State Law Examination
    2011-12-30
Other Names
  • Alan Frederick Sheldon
  • Alan Frederic Sheldon

View on SEC IAPD

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