William Squarciafico

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 06/2019
  Jpmorgan Chase Bank
  Fairfield, CT
• 10/2012 → 06/2019
  J.P. Morgan Securities Llc
  Fairfield, CT
• 01/2018 → 06/2019
  Jpmorgan Chase Bank, N.A.
  Westport, CT
• 06/2019 → 12/2024
  Morgan Stanley
  Madison, CT
• 12/2024 → Present
  Wells Fargo Clearing Services, Llc (
  Ansonia, CT

Previous Registrations

• 2019-06-27 → 2025-01-08
  Morgan Stanley
  Madison, CT
• 2012-10-01 → 2019-06-17
  J.P. Morgan Securities Llc
  Fairfield, CT
  Fairfield, CT
  Darien, CT
  Westport, CT
  Fairfield, CT
  Norwalk, CT
  Norwalk, CT
  New Canaan, CT
  Wilton, CT
• 2012-05-08 → 2012-10-01
  Chase Investment Services Corp.
  Fairfield, CT

Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; EAST LYME, CT; 100% OWNERSHIP WITH SPOUSE; 12/01/2010; 1 HOUR PER MONTH; NO HOURS DURING TRADING HOURS; RENTAL PROPERTY | CONDO ASSOCIATION; NOT INVESTMENT RELATED; EAST LYME, CT; TREASURER; 02/01/2023; 5 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; MANAGE ADMINISTRATIVE FUNCTIONS OF THE CONDO ASSOCIATION

Exams

• S66 Uniform Combined State Law Examination
  2010-08-23

Other Names

• William Frank
• William Wallace
• William Squarciafico
• William Frank Squarciafico