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Current Employers
Verity Asset Management

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-20
NJ RA APPROVED 2023-04-14
  • TX RA
    APPROVED_RES
    Since 2023-09-20
  • NJ RA
    APPROVED
    Since 2023-04-14

Branch Locations

Millstone Township, NJ • United States

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Teacher's Pension Oakdale CA 08/2015 Present
Verity Asset Management Durham NC 04/2023 Present
Other Businesses

1. Teacher's Pension and Insurance Services, Inc.; Not investment-related; Oakdale, CA; Insurance agency; Agent; Insurance agent; 08/2015; 40 hours per month; 40 during market hours; Sell insurance and annuity products. 2. New Jersey Public Employee Educators, LLC.; Not investment-related; Berlin, NJ; Marketing agency; Partner; Insurance agent; 06/2023; 6 hours per month; 2 during market hours; Market for appointments with public employees to help educate them upon their Pension, Social Security and offer Life Insurance and Annuities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-20
  • S65 Uniform Investment Adviser Law Examination
    2023-03-20
Other Names
  • Clay Fillian
  • Clayton A. Fillian
  • Clayton A Fillian

View on SEC IAPD

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