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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-15
CO RA APPROVED 2020-07-06
NC RA APPROVED 2020-04-17
  • TX RA
    APPROVED
    Since 2020-12-15
  • CO RA
    APPROVED
    Since 2020-07-06
  • NC RA
    APPROVED
    Since 2020-04-17

Branch Locations

Denver, CO • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch New Orleans LA 05/2010 05/2019
Bank Of America,Na New Orleans LA 09/2010 05/2019
Lpl Financial, Llc New Orleans LA 05/2019 Present
Newedge Advisors, Llc (Gwm Advisors, Llc) New Orleans LA 05/2019 Present
  • 05/2010 → 05/2019
    Merrill Lynch
    New Orleans, LA
  • 09/2010 → 05/2019
    Bank Of America,Na
    New Orleans, LA
  • 05/2019 → Present
    Lpl Financial, Llc
    New Orleans, LA
  • 05/2019 → Present
    Newedge Advisors, Llc (Gwm Advisors, Llc)
    New Orleans, LA
Previous Registrations
Other Businesses

1. 05/20/2019 - PERISTYLE PRIVATE WEALTH/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ NEW ORLEANS, LA 2. 05/20/2019 - WP OF LOUISIANA/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ NEW ORLEANS, LA 70130 - Started 04/12/2019 3. 05/20/2019 - RIVER BASIN DISTILLERY, LLC/ DISTILLERY/ INVESTMENT RELATED/ 0%/ NEW ORLEANS, LA - Started 11/11/2016 4. 05/22/2019 - GWM Advisors, LLC - DBA:(Hybrid) Peristyle Private Wealth - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:05/17/2019 - 160 hrs/mo - 8 hrs during trading - 100% time spent. 5. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/17/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 05/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 08/08/2024 - Fefe, LLC - Real Estate Rental - Investment Related - Vail, CO - Start Date 10/09/2023 - 0 Hours Per Month/ During Trading 7) 05/22/2025 - R&J Properties, LLC - Inv. Related - Real Estate Rental - At reported business locations - Start Date 01/02/2025 - 0 Hours Per Month/ 0 During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-31
  • S66 Uniform Combined State Law Examination
    2010-08-31

View on SEC IAPD

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