Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-24
NY RA APPROVED 2024-10-05
  • TX RA
    APPROVED
    Since 2026-08-24
  • NY RA
    APPROVED
    Since 2024-10-05

Branch Locations

99 Derby Street Suite 305, Hingham, MA 02043 • United States

321 Broadway Ave Suite 501, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 06/2016 09/2024
Bank Of America, N.A. Boston MA 06/2022 09/2024
Raymond James & Associates, Inc. Saratoga Springs NY 09/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-31
S63 Uniform Securities Agent State Law Examination 2013-12-14
  • S65 Uniform Investment Adviser Law Examination
    2016-10-31
  • S63 Uniform Securities Agent State Law Examination
    2013-12-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hingham, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor