Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2021-09-15 |
| TX | RA | APPROVED_RES | 2021-05-05 |
| NJ | RA | APPROVED | 2020-11-04 |
Branch Locations
2107 Route 34 Suite 102, Wall, NJ 07719 • United States
1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co. | Washington | DC | 05/2013 | 10/2020 |
| Ubs Financial Services Inc. | Washington | DC | 10/2020 | Present |
Advisory Board Member of the Archdiocese of Washington D.C. Organization is not primarily engaged in investment-related activity. Start date is March 30, 2015. Two hours per month. Responsible for providing advice related to general trends in finance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-14 |
Reach out to this advisor