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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-11-16 |
Branch Locations
1851 West Main Street, Troy, OH 45373 • United States
310 West National Road, Englewood, OH 45322 • United States
825 W. Market St., Troy, OH 45373 • United States
8028 North Dixie Dr., Dayton, OH 45414 • United States
2300 W. Michigan, Sidney, OH 45365 • United States
Tipp City, OH • United States
7810 Tylersville Square Drive, West Chester, OH 45069 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Englewood | OH | 09/2013 | Present |
| Fifth Third Securities | Englewood | OH | 11/2013 | Present |
rental property - Dayton, OH 45414 - owner/landlord - 2 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-10 |
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