Best Investors Account Sign in

Karen Elaine Thompson

Ameriprise Financial Services, LLC

Troy, OH

Miamisburg, OH

Troy, OH

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-18
OH RA APPROVED 1999-09-12
  • TX RA
    APPROVED_RES
    Since 2016-05-18
  • OH RA
    APPROVED
    Since 1999-09-12

Branch Locations

26 S Weston Rd, Troy, OH 45373 • United States

3045 Newmark Dr, Miamisburg, OH 45342 • United States

Troy, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Garden Botanika Dayton OH 10/1996 Present
Cooker Bar & Grill Cincinnati OH 05/1998 Present
American Express Financial Advisors Inc. Miamisburg OH 06/1998 06/2017
Ameriprise Financial Services, Inc. Miamisburg OH 09/2005 03/2020
Ameriprise Financial Services, Llc Miamisburg OH 03/2020 Present
  • 10/1996 → Present
    Garden Botanika
    Dayton, OH
  • 05/1998 → Present
    Cooker Bar & Grill
    Cincinnati, OH
  • 06/1998 → 06/2017
    American Express Financial Advisors Inc.
    Miamisburg, OH
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Miamisburg, OH
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Miamisburg, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-09
  • S66 Uniform Combined State Law Examination
    2002-07-09
Other Names
  • Karen Elaine Pearson

View on SEC IAPD

Other Firms

EDWARD JONES
PNC WEALTH MANAGEMENT LLC
STONEX ADVISORS INC.
OSAIC WEALTH, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC

Other Investors

Russel Holley Surber
Myrtie Ellen Melas
JASON ANDREW THOMPSON
JOHN CAMERON PALOTAS
ZACHARY DAVID RICE
Carter B Stueve
Michael Joseph Stueve
JUSTIN MATTHEW CRESS

Other Offices

EDWARD JONES · TROY, OH
PNC WEALTH MANAGEMENT LLC · TROY, OH
AMERIPRISE FINANCIAL SERVICES, LLC · TROY, OH
EDWARD JONES · TROY, OH
STONEX ADVISORS INC. · Troy, OH
OSAIC WEALTH, INC. · TROY, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · TROY, OH
J.P. MORGAN SECURITIES LLC · TROY, OH

More in Troy, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor