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David James Greenfield

D.A. Davidson & Co.

Bellevue, WA

CRD 5793604

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Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-05
WA RA APPROVED 2014-02-10
  • TX RA
    APPROVED_RES
    Since 2019-03-05
  • WA RA
    APPROVED
    Since 2014-02-10

Branch Locations

10400 Ne 4Th St. Suite 400, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Bellevue WA 02/2014 Present
Previous Registrations
  • 2012-03-06 → 2014-02-07
    Lnw
    Seattle, WA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-04-24
S66 Uniform Combined State Law Examination 2010-08-13
  • S63 Uniform Securities Agent State Law Examination
    2014-04-24
  • S66 Uniform Combined State Law Examination
    2010-08-13

View on SEC IAPD

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THREADLINE WEALTH · BELLEVUE, WA
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