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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-29
MI RA APPROVED 2018-12-24
  • TX RA
    APPROVED_RES
    Since 2020-06-29
  • MI RA
    APPROVED
    Since 2018-12-24

Branch Locations

3000 Town Center Suites 2900 And 3100, Southfield, MI 48075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Troy MI 06/2010 12/2018
Northwestern Mutual Investment Services, Llc Troy MI 01/2011 12/2018
Northwestern Mutual Wealth Managment Company Troy MI 01/2016 12/2018
Massmutual Life Insurnace Co Southfield MI 11/2018 Present
Mml Investors Services, Llc Southfield MI 12/2018 Present
Previous Registrations
Other Businesses

Name: Nik Sellers Inv rel: Y Add: Residential address Nature: Life and health insurance sales Position: Agent Start date: 1/2015 No. HR/MO: 10 No. HR/MO during sec trading: 10

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-02
S63 Uniform Securities Agent State Law Examination 2011-02-12
  • S65 Uniform Investment Adviser Law Examination
    2015-03-02
  • S63 Uniform Securities Agent State Law Examination
    2011-02-12

View on SEC IAPD

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