Samantha Bakke

Employer firm

One Capital Management, LLC CRD 114861

$8.53B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 05/2018
  J.P. Morgan Securities Llc
  Paradise, CA
• 03/2015 → 05/2018
  Awakened Yoga Global Healing Center
  Chico, CA
• 05/2018 → 05/2018
  Wells Fargo Clearing Services, Llc
  Chico, CA
• 05/2018 → 04/2021
  Wells Fargo Clearing Services, Llc
  Chico, CA
• 04/2021 → Present
  One Capital Management
  Westlake Village, CA

Previous Registrations

• 2018-05-29 → 2021-04-07
  Wells Fargo Clearing Services, Llc
  Grover Beach, CA
  San Luis Obispo, CA
  Chico, CA
• 2012-10-01 → 2018-06-06
  J.P. Morgan Securities Llc
  Paradise, CA
  Chico, CA
  Chico, CA
  Chico, CA
• 2012-09-11 → 2012-10-01
  Chase Investment Services Corp.
  Paradise, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, MAGALIA, CA, 100% OWNERSHIP, START 5/31/2018, 2 HOURS PER MONTH, ZERO DURING TRADING. PISMO SUITES, INVT RELATED, PISMO BEACH, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 2/14/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, PISMO BEACH, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 2/14/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, OWNER WITH SPOUSE. RENTAL PROPERTY, INVT RELATED, PISMO BEACH, 100% OWNERSHIP WITH SPOUSE, START DATE 2/14/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, OWNER.

Exams

• S66 Uniform Combined State Law Examination
  2012-09-07
• S63 Uniform Securities Agent State Law Examination
  2010-06-25

Other Names

• Samantha Davis
• Samantha Rae Davis
• Samantha Rae Rothrock
• Samantha Rae Bakke