Brendan James Petty

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 12/2019
  Mutual Of Omaha
  Phoenix, AZ
• 12/2019 → 07/2024
  Massmutual Life Insurance Company
  Gastonia, NC
• 01/2020 → 07/2024
  Mml Investors Services, Llc
  Gastonia, NC
• 07/2024 → Present
  Transamerica Investors Securities Corporation
  Gastonia, NC
• 07/2024 → Present
  Transamerica Life Insurance Company
  Gastonia, NC

Previous Registrations

• 2020-01-28 → 2024-07-15
  Mml Investors Services, Llc
  Scottsdale, AZ
  Gastonia, NC
• 2013-04-02 → 2019-12-19
  Mutual Of Omaha Investor Services, Inc.
  Phoenix, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-03-13
• S63 Uniform Securities Agent State Law Examination
  2010-06-28