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Kris Hanifi

J.P. Morgan Securities LLC

Woodside, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2014-08-01
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2014-08-01
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

59-26 Woodside Avenue, Woodside, NY 11377 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Woodside NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Woodside NY 01/2006 Present
Previous Registrations
  • 2010-04-20 → 2012-10-01
    Chase Investment Services Corp.
    Woodside, NY
    Sunnyside, NY
    Queens, NY
    Astoria, NY
    Woodside, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-17
S63 Uniform Securities Agent State Law Examination 2006-03-10
  • S65 Uniform Investment Adviser Law Examination
    2010-04-17
  • S63 Uniform Securities Agent State Law Examination
    2006-03-10

View on SEC IAPD

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Other Investors

GABRIEL JOSIAS BARRANTES
EDDIE JOSEPH VISCOVICH
Brendan Keever
STACYANN G STALLINGS
ANTHONY NICOLETTA
VICTOR MANUEL LOPEZ
KENNETH M VEGA
HANS-CHRISTIAN WINKLER

Other Offices

LPL FINANCIAL LLC · WOODSIDE, NY
CETERA INVESTMENT ADVISERS LLC · WOODSIDE, NY
ERIC KRONE ASSOCIATES, INC. · SUNNYSIDE, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodside, NY
COMPOUND PLANNING, INC. · Jackson Heights, NY
J.P. MORGAN SECURITIES LLC · JACKSON HEIGHTS, NY
EDWARD JONES · Sunnyside, NY
J.P. MORGAN SECURITIES LLC · SUNNYSIDE, NY

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