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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2012-05-21 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
940 West Valley Road Suite 1200, Wayne, PA 19087 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 05/2010 | Present |
ISN NETWORK POSITION: AGENT NATURE: PROVIDE LIFE INSURANCE AND LONG-TERM CARE FOR EXISITING CLIENTS. INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 2 START DATE: 02/01/2011 ADDRESS: 1525 FARADAY AVE., SUITE 140, CARLSBAD CA 92008 DESCRIPTION: SELL LIFE INSURANCE AND LONG-TERM CARE FOR GENWORTH AND AVIVA. Kades Margolis, Is Investment Related, DBA, Financial Professional, 07/06/2010,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-08 |
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