Best Investors
Account
Sign in
Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Myerstown | PA | 03/2005 | Present |
| First Allied Securities, Inc. | San Diego | CA | 12/2008 | 01/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING.02/03/20 . 2) MRD REAL ESTATE, 114 COUNTRY LANE, RICHLAND, PA, REAL ESTATE INVESTMENT, LLC, 07/17/17, NIR, PARTNER, 6/YR- 0/TRADING 3) COUNTRY LANE FINANCIAL, 114 COUNTRY LANE, RICHLAND, PA, DBA, PRESIDENT OWNER, 02/07/20, INV REL, 40/WK- 32.5/TRADING 4) COUNTRY LANE FINANCIAL, 14 COUNTRY LANE, RICHLAND, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,02/07/20, NIR, PRESIDENT/OWNER, 5/WK- 3/TRADING 5) ESCALANT MARKET RESEARCH, 114 Country Lane, Richland PA 17087, 11/20/2023, Survey Participant, 1099 Contractor, NIR, 1 HR/MO, 1 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-03 |
Reach out to this advisor