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Christopher Allan Ruth

Cambridge Investment Research Advisors, Inc.

Richland, PA

CRD 5093851

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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-02-03
  • PA RA
    APPROVED
    Since 2020-02-03

Branch Locations

Richland, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Myerstown PA 03/2005 Present
First Allied Securities, Inc. San Diego CA 12/2008 01/2020
Cambridge Investment Research, Inc. Fairfield IA 02/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2020 Present
  • 03/2005 → Present
    Self Employed
    Myerstown, PA
  • 12/2008 → 01/2020
    First Allied Securities, Inc.
    San Diego, CA
  • 02/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2017-02-15 → 2020-01-31
    First Allied Advisory Services, Inc.
    Shillington, PA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING.02/03/20 . 2) MRD REAL ESTATE, 114 COUNTRY LANE, RICHLAND, PA, REAL ESTATE INVESTMENT, LLC, 07/17/17, NIR, PARTNER, 6/YR- 0/TRADING 3) COUNTRY LANE FINANCIAL, 114 COUNTRY LANE, RICHLAND, PA, DBA, PRESIDENT OWNER, 02/07/20, INV REL, 40/WK- 32.5/TRADING 4) COUNTRY LANE FINANCIAL, 14 COUNTRY LANE, RICHLAND, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,02/07/20, NIR, PRESIDENT/OWNER, 5/WK- 3/TRADING 5) ESCALANT MARKET RESEARCH, 114 Country Lane, Richland PA 17087, 11/20/2023, Survey Participant, 1099 Contractor, NIR, 1 HR/MO, 1 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-30
S63 Uniform Securities Agent State Law Examination 2006-04-03
  • S65 Uniform Investment Adviser Law Examination
    2016-09-30
  • S63 Uniform Securities Agent State Law Examination
    2006-04-03

View on SEC IAPD

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