Thomas Baker Mullinix

Employer firm

Tfb Advisors, LLC CRD 321870

$840M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → Present
  Ameritas Investment Company, Llc
  Lincoln, NE
• 05/2010 → Present
  Ameritas Life Insurance Corp.
  Lincoln, NE
• 06/2010 → Present
  Tax Favored Benefits
  Lakewood, CO
• 10/2014 → Present
  C & R Brokerage, Inc.
  Lakewood, CO
• 05/2016 → Present
  Foundational Financial Partners
  Lakewood, CO
• 11/2021 → 06/2023
  Ameritas Advisory Services, Llc
  Lincoln, NE
• 08/2022 → Present
  Tfb Advisors, Llc
  Overland Park, KS
• 05/2013 → Present
  Tm Investments, Inc.
  Golden, CO

Previous Registrations

• 2021-11-01 → 2023-06-30
  Ameritas Advisory Services, Llc
  Lakewood, CO

Other Businesses

TAX FAVORED BENEFITS; SAME AS BRANCH; INV REL; FIXED INSURANCE PRODUCTS; ASSOCIATE; START DATE=06/2010; HRS/MO=40; TRADING HRS/MO=40; SELLING INSURANCE PRODUCTS * C & R BROKERAGE, INC.; SAME AS BRANCH; NON-INV REL; REAL ESTATE SALES AND LEASING; OWNER; START DATE=10/2014; HRS/MO=5; TRADING HRS/MO=0; REAL ESTATE SALES AND LEASING * Foundational Financial Partners; same as branch; inv rel; sales of fixed insurance products; Producer; start date=05/2016; hrs/mo=20; trading hrs/mo=15; prospecting for and servicing clients in the financial services arena * TFB Advisors, LLC; same as branch; inv rel; Independent RIA; Investment Adviser Representative; start date=08/2022; hrs/mo=40; trading hrs/mo=40; management of investment services for clients * Crabapple House LLC; 14550 Crabapple Rd, Golden CO 80401; non-inv rel; rental property-single family home; Partner; start date=06/2023; hrs/mo=1; trading hrs/mo=0; property owner * TM Investments, Inc.; 225 Union Blvd, Lakewood CO 80228; inv rel; S-Corp formed at the recommendation of my accountant as a flow through to minimize personal taxes; start date=05/2013; hrs/mo=0; trading hrs/mo=0; 100% owner

Exams

• S66 Uniform Combined State Law Examination
  2010-07-27

Other Names

• Thomas Baxter Mullinix