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Current Employers
Tfb Advisors, Llc

4801 West 110Th Street Suite 200, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-08-05
  • CO RA
    APPROVED
    Since 2022-08-05

Branch Locations

4801 West 110Th Street Suite 200, Overland Park, KS 66211 • United States

274 Union Blvd Suite 220, Lakewood, CO 80228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Investment Company, Llc Lincoln NE 05/2010 Present
Ameritas Life Insurance Corp. Lincoln NE 05/2010 Present
Tax Favored Benefits Lakewood CO 06/2010 Present
C & R Brokerage, Inc. Lakewood CO 10/2014 Present
Foundational Financial Partners Lakewood CO 05/2016 Present
Ameritas Advisory Services, Llc Lincoln NE 11/2021 06/2023
Tfb Advisors, Llc Overland Park KS 08/2022 Present
Tm Investments, Inc. Golden CO 05/2013 Present
  • 05/2010 → Present
    Ameritas Investment Company, Llc
    Lincoln, NE
  • 05/2010 → Present
    Ameritas Life Insurance Corp.
    Lincoln, NE
  • 06/2010 → Present
    Tax Favored Benefits
    Lakewood, CO
  • 10/2014 → Present
    C & R Brokerage, Inc.
    Lakewood, CO
  • 05/2016 → Present
    Foundational Financial Partners
    Lakewood, CO
  • 11/2021 → 06/2023
    Lincoln, NE
  • 08/2022 → Present
    Overland Park, KS
  • 05/2013 → Present
    Tm Investments, Inc.
    Golden, CO
Previous Registrations
Other Businesses

TAX FAVORED BENEFITS; SAME AS BRANCH; INV REL; FIXED INSURANCE PRODUCTS; ASSOCIATE; START DATE=06/2010; HRS/MO=40; TRADING HRS/MO=40; SELLING INSURANCE PRODUCTS * C & R BROKERAGE, INC.; SAME AS BRANCH; NON-INV REL; REAL ESTATE SALES AND LEASING; OWNER; START DATE=10/2014; HRS/MO=5; TRADING HRS/MO=0; REAL ESTATE SALES AND LEASING * Foundational Financial Partners; same as branch; inv rel; sales of fixed insurance products; Producer; start date=05/2016; hrs/mo=20; trading hrs/mo=15; prospecting for and servicing clients in the financial services arena * TFB Advisors, LLC; same as branch; inv rel; Independent RIA; Investment Adviser Representative; start date=08/2022; hrs/mo=40; trading hrs/mo=40; management of investment services for clients * Crabapple House LLC; 14550 Crabapple Rd, Golden CO 80401; non-inv rel; rental property-single family home; Partner; start date=06/2023; hrs/mo=1; trading hrs/mo=0; property owner * TM Investments, Inc.; 225 Union Blvd, Lakewood CO 80228; inv rel; S-Corp formed at the recommendation of my accountant as a flow through to minimize personal taxes; start date=05/2013; hrs/mo=0; trading hrs/mo=0; 100% owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-27
  • S66 Uniform Combined State Law Examination
    2010-07-27
Other Names
  • Thomas Baxter Mullinix

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