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9311 San Pedro Avenue Suite 600, San Antonio, TX 78216-4459 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Dallas | TX | 10/2012 | 06/2018 |
| Unemployed | Dallas | TX | 07/2018 | 08/2018 |
| Glp & Associates, Inc. | Dallas | TX | 09/2018 | 03/2019 |
| Money Concepts Capital Corp | Palm Beach Gardens | FL | 04/2019 | 06/2019 |
| Swbc Investment Services, Llc | San Antonio | TX | 06/2019 | Present |
| Swbc Investment Company | San Antonio | TX | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-30 |
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