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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-08 |
| CA | RA | APPROVED | 2024-01-02 |
Branch Locations
145 S State College Blvd, Brea, CA 92821 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Del Mar | CA | 05/2016 | 01/2017 |
| Unemployed/Extended Travel | Bremen | 01/2017 | 01/2018 | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brea | CA | 01/2018 | Present |
| Bank Of America, N.A. | Brea | CA | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-23 |
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