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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-03-18 |
Branch Locations
1301 West Long Lake Suite 107, Troy, MI 48098 • United States
Farmington, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Center For Financial Planning Inc. (Rjfs) | Southfield | MI | 05/2012 | 10/2016 |
| Raymond James Financial Services, Inc. | Southfield | MI | 12/2012 | 10/2016 |
| Telemus | Southfield | MI | 10/2016 | 11/2018 |
| Raymond James Financial Services Advisors, Inc. | Troy | MI | 03/2019 | Present |
| Raymond James Financial Services, Inc. | Troy | MI | 11/2018 | Present |
| Southworth & Wilson, Inc. | Troy | MI | 11/2018 | Present |
Southworth & Wilson, Inc. Address: Troy, MI Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Employee Investment Related:No Start Date: 11/12/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: to support Wendy Wilson
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-03-15 |
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