Spenser Stephen Rahm

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-02-25
IA	RA	APPROVED	2021-04-30

TX RA
APPROVED_RES

Since 2026-02-25
IA RA
APPROVED

Since 2021-04-30

Branch Locations

211 S 8Th Street, Clear Lake, IA 50428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Cedar Falls	IA	06/2010	04/2021
Lpl Financial, Llc	Clear Lake	IA	04/2021	Present

06/2010 → 04/2021

Edward Jones

Cedar Falls, IA
04/2021 → Present

Lpl Financial, Llc

Clear Lake, IA

Previous Registrations

2010-12-06 → 2021-05-04

Edward Jones

Clear Lake, IA

Mason City, IA

Clear Lake, IA

St Louis, MO

Other Businesses

1)01/2010 - MUSICIAN - SPENSER RAHM - 10HRS/MO 0HRS DURING TRADING - NOT INVESTMENT RELATED - CLEAR LAKE, IA 50428 2)04/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - RAHM INVESTMENTS - INVESTMENT RELATED - CLEAR LAKE, IA 50428

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-02

S66 Uniform Combined State Law Examination

2010-12-02

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews