Spenser Stephen Rahm

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 04/2021
  Edward Jones
  Cedar Falls, IA
• 04/2021 → Present
  Lpl Financial, Llc
  Clear Lake, IA

Previous Registrations

• 2010-12-06 → 2021-05-04
  Edward Jones
  Clear Lake, IA
  Mason City, IA
  Clear Lake, IA
  St Louis, MO

Other Businesses

1)01/2010 - MUSICIAN - SPENSER RAHM - 10HRS/MO 0HRS DURING TRADING - NOT INVESTMENT RELATED - CLEAR LAKE, IA 50428 2)04/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - RAHM INVESTMENTS - INVESTMENT RELATED - CLEAR LAKE, IA 50428

Exams

• S66 Uniform Combined State Law Examination
  2010-12-02