Best Investors Account Sign in
Inactive

Karly Rose Wakely

The Mather Group, LLC

Prior Lake, MN

Chicago, IL

CRD 5792463

Claim This Profile
Employer firm

The Mather Group, LLC CRD 156005

$13.4B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
The Mather Group, Llc

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-23
MN RA APPROVED 2025-07-23
  • IL RA
    APPROVED
    Since 2025-07-23
  • MN RA
    APPROVED
    Since 2025-07-23

Branch Locations

Prior Lake, MN • United States

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Minnetonka MN 12/2011 03/2020
Marks Group Wealth Management Minnetonka MN 12/2011 03/2020
Fisher Investments Plano TX 04/2020 05/2025
The Mather Group, Llc Chicago IL 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-21
  • S66 Uniform Combined State Law Examination
    2012-12-21
Designations
  • Certified Financial Planner
Other Names
  • Karly R Zimmerman
  • Karly Rose Zimmerman

View on SEC IAPD

More in Prior Lake, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor