David Earl Hartley

Current Employers

Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-02
CO	RA	APPROVED	2023-10-05

TX RA
APPROVED_RES

Since 2026-06-02
CO RA
APPROVED

Since 2023-10-05

Branch Locations

2679 W Main St Suite 243, Littleton, CO 80120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Auburn Hills	MI	07/2009	09/2023
Agia	Houston	TX	12/2022	09/2023
Hornor, Townsend, & Kent Llc	Horsham	PA	09/2023	Present
Penn Mutual Life Insurance Company	Horsham	PA	09/2023	Present

07/2009 → 09/2023

Valic Financial Advisors

Auburn Hills, MI
12/2022 → 09/2023

Agia

Houston, TX
09/2023 → Present

Hornor, Townsend, & Kent Llc

Horsham, PA
09/2023 → Present

Penn Mutual Life Insurance Company

Horsham, PA

Previous Registrations

2009-09-15 → 2023-10-09

Valic Financial Advisors, Inc.

Novi, MI

Lakewood, CO

Scottsdale, AZ

Lakewood, CO

Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: N/A | POSITION HELD: AGENT | ADDRESS: 2679 W MAIN ST, SUITE 243, LITTLETON, CO 80120 | START DATE: 09/16/2023 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 100+ | APPROX TRADING HRS PER MTH: 100+ | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE OF LIFE PRODUCTS INCLUDING PENN MUTUAL. 2) WEALTH WELLNESS LLC POSITION: Proprietor/Owner NATURE: FINANCIAL PLANNINGFINANCIAL REP INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 40 START DATE: 03/18/2024 ADDRESS: 5052 S Vision Quest Ct, Gold Canyon AZ 85118, United States DESCRIPTION: FINANCIAL PLANNING 3) WEALTH 4 WELLNESS EMAIL POSITION: Proprietor/Owner NATURE: Perform normal financial advisory business activities INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 12/11/2024 ADDRESS: 5052 S VISION QUEST COURT, Gold Canyon AZ 85118 DESCRIPTION: TO HELP PEOPLE PLAN FOR THEIR RETIREMENT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-07-19

S66 Uniform Combined State Law Examination

2006-07-19

View on SEC IAPD