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William S Waller

Cetera Investment Advisers LLC

Peachtree City, GA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-08
GA RA APPROVED 2021-09-27
  • TX RA
    APPROVED
    Since 2023-02-08
  • GA RA
    APPROVED
    Since 2021-09-27

Branch Locations

300 South Peachtree Parkway, Peachtree City, GA 30269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Synovus Bank Newnan GA 09/2013 12/2018
Synovus Securities Inc Newnan GA 09/2013 12/2018
Wells Fargo Clearing Services, Llc Griffin GA 12/2018 09/2021
Regions Bank Peachtree City GA 09/2021 Present
Cetera Investment Advisers Llc Peachtree City GA 09/2021 Present
Cetera Investment Services Llc Saint Cloud MN 09/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-09
  • S66 Uniform Combined State Law Examination
    2010-07-09

View on SEC IAPD

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