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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-10-09 |
| WV | RA | APPROVED | 2025-09-22 |
| SC | RA | APPROVED | 2024-09-10 |
| CT | RA | APPROVED | 2024-02-16 |
| NC | RA | APPROVED | 2023-09-27 |
| CA | RA | APPROVED | 2023-02-15 |
| MI | RA | APPROVED | 2023-01-24 |
| VT | RA | APPROVED | 2023-01-24 |
| WI | RA | APPROVED | 2023-01-24 |
| FL | RA | APPROVED | 2022-12-15 |
| AZ | RA | APPROVED | 2022-10-05 |
| AL | RA | APPROVED | 2022-07-01 |
| NV | RA | APPROVED | 2022-06-29 |
| GA | RA | APPROVED | 2022-03-28 |
| PA | RA | APPROVED | 2021-06-07 |
| WA | RA | APPROVED | 2021-06-07 |
| UT | RA | APPROVED | 2021-01-19 |
| OH | RA | APPROVED | 2021-01-15 |
| MA | RA | APPROVED | 2020-06-09 |
| MT | RA | APPROVED | 2020-04-02 |
| CO | RA | APPROVED | 2020-04-01 |
| IL | RA | APPROVED | 2020-04-01 |
| IN | RA | APPROVED | 2020-04-01 |
| MO | RA | APPROVED | 2020-04-01 |
| NH | RA | APPROVED | 2020-04-01 |
| TX | RA | APPROVED | 2020-04-01 |
| VA | RA | APPROVED | 2020-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2010 | 03/2020 |
| Northwestern Mutual Investment Services, Llc | Troy | MI | 01/2011 | 03/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 03/2020 |
| Guardian Life Insurance Company | Southfield | MI | 03/2020 | Present |
| Park Avenue Securities | Southfield | MI | 03/2020 | Present |
1) INSURANCE BROKER- PRODUCTS OTHER THAN GUARDIAN, Start Date: 06/03/2010, Address: 29800 Telegraph Rd, Southfield, MI 48034, 10 Total Hours per month, 10 during securities trading hours, Investment related, More than 10% annual compensation, 2) Picasso Distribution, LLC-sell empty electronic oral vaporizers to wholesalers, Start Date: 11/02/2023, Address: TBD, 6 Total Hours per month, 0 during securities trading hours, Not investment related, Less than 10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-31 |
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