John Aloysius Hodges

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 11/2016
  Wells Fargo Advisors, Llc.
  Alpharetta, GA
• 12/2012 → 03/2020
  Wells Fargo Bank Na
  Marietta, GA
• 11/2016 → 03/2020
  Wells Fargo Clearing Services, Llc
  Marietta, GA
• 04/2020 → Present
  Capital City Bank
  Santa Rosa Beach, FL
• 04/2020 → Present
  Lpl Financial
  Santa Rosa Beach, FL

Previous Registrations

• 2012-12-13 → 2020-04-02
  Wells Fargo Clearing Services, Llc
  Alpharetta, GA
  Atlanta, GA
  Atlanta, GA
  Marietta, GA
  Atlanta, GA
• 2010-08-02 → 2011-06-09
  Morgan Stanley
  Alpharetta, GA

Other Businesses

1)4/27/2020-Capital City Investments-DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2)4/27/2020-CAPITAL CITY BANK- Financial Institution Duty/ vice president private banker- Inv. Related- at reported business location(s)- 160hrs/mth- 100%

Exams

• S66 Uniform Combined State Law Examination
  2010-07-28

Other Names

• John Aloysius Hodges Iii
• John Aloysius Hodges
• John Hodges
• John Hodges