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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-09
TX RA APPROVED 2026-06-05
  • FL RA
    APPROVED
    Since 2026-06-09
  • TX RA
    APPROVED
    Since 2026-06-05

Branch Locations

2 North Tamiami Trail Suite 602, Sarasota, FL 34236 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Sarasota FL 09/2012 06/2026
Steward Partners Global Advisory, Llc Sarasota FL 06/2026 Present
Steward Partners Investment Advisory, Llc Sarasota FL 06/2026 Present
Steward Partners Investment Solutions, Llc Sarasota FL 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-29
  • S66 Uniform Combined State Law Examination
    2011-07-29

View on SEC IAPD

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