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Benjamin J Cotter

Morgan Stanley

Hauppauge, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-05
TX RA APPROVED 2023-05-05
  • NY RA
    APPROVED
    Since 2023-05-05
  • TX RA
    APPROVED
    Since 2023-05-05

Branch Locations

888 Veterans Memorial Highway Suite 300, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Smithtown NY 05/2010 05/2023
Morgan Stanley Smith Barney Llc Hauppauge NY 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-04
  • S66 Uniform Combined State Law Examination
    2011-04-04
Designations
Other Names
  • Benjamin James Cotter

View on SEC IAPD

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Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY
J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY
CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

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