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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-08
WI RA APPROVED 2018-03-16
  • TX RA
    APPROVED_RES
    Since 2021-10-08
  • WI RA
    APPROVED
    Since 2018-03-16

Branch Locations

125 E. Water Street, West Bend, WI 53095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B.C. Ziegler And Company West Bend WI 07/2014 03/2018
Stifel, Nicolaus & Company, Incorporated West Bend WI 03/2018 Present
Previous Registrations
  • 2014-07-01 → 2018-03-16
    B. C. Ziegler And Company
    West Bend, WI
    Chicago, IL
  • 2012-10-01 → 2013-11-22
    Waukesha, WI
    Germantown, WI
    Butler, WI
    Brookfield, WI
    West Bend, WI
    West Bend, WI
    Milwaukee, WI
    Milwaukee, WI
    Wauwatosa, WI
    Racine, WI
    Racine, WI
    Racine, WI
    Oak Creek, WI
    Muskego, WI
    Milwaukee, WI
    Milwaukee, WI
    Milwaukee, WI
    Milwaukee, WI
    Milwaukee, WI
    Mequon, WI
    Lake Geneva, WI
    Franklin, WI
    Fox Point, WI
    Elkhorn, WI
    Saint Francis, WI
    Burlington, WI
    New Berlin, WI
    Larsen, WI
    Appleton, WI
    Appleton, WI
    Appleton, WI
    Green Bay, WI
    Green Bay, WI
    Appleton, WI
    Antigo, WI
    Oshkosh, WI
    De Pere, WI
    Neenah, WI
    Oshkosh, WI
    Stevens Point, WI
    Freedom, WI
    Seymour, WI
    New Franken, WI
    Green Bay, WI
    Green Bay, WI
    Fond Du Lac, WI
    Fond Du Lac, WI
    Waupaca, WI
    Appleton, WI
  • 2010-06-07 → 2012-10-01
    Chase Investment Services Corp.
    West Bend, WI
    West Bend, WI
    Brookfield, WI
    Butler, WI
    Germantown, WI
    Bristol, WI
    Burlington, WI
    Cudahy, WI
    Elkhorn, WI
    Fox Point, WI
    Franklin, WI
    Kenosha, WI
    Kenosha, WI
    Kenosha, WI
    Lake Geneva, WI
    Mequon, WI
    Milwaukee, WI
    Milwaukee, WI
    Milwaukee, WI
    Milwaukee, WI
    Milwaukee, WI
    Muskego, WI
    Oak Creek, WI
    Pleasant Prairie, WI
    Racine, WI
    Racine, WI
    Racine, WI
    Wauwatosa, WI
    Milwaukee, WI
    Milwaukee, WI
    New Berlin, WI
    Waukesha, WI
Other Businesses

1. Boys and Girls Club of Washington County; 925 N Silverbrook Dr, Wes Bend, WI 53090; Non-profit focusing on enriching kids lives; President of the Board; Run meetings; 06/15/2021; 5 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Oscar and August Schlegel Foundation; 868 S Main ST, West Bend, WI 53095; Foundation that provides charitable gifts to the community; Board member; Review and decision charitable requests and review the trust's assets; 01/17/2023; 2 Hours per Quarter; During securities trading hours; Not Investment-Related. 3. Wingfoot Imagery LLC; 2800 E Enterprise Ave Ste 333 Appleton, WI 54913; Photography; Owner; Primarily Wildlife and nature photography; 01/12/2026; 10hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-04
  • S66 Uniform Combined State Law Examination
    2010-06-04
Other Names
  • Matthew J Andrews

View on SEC IAPD

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