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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-08 |
| WI | RA | APPROVED | 2018-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B.C. Ziegler And Company | West Bend | WI | 07/2014 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | West Bend | WI | 03/2018 | Present |
1. Boys and Girls Club of Washington County; 925 N Silverbrook Dr, Wes Bend, WI 53090; Non-profit focusing on enriching kids lives; President of the Board; Run meetings; 06/15/2021; 5 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Oscar and August Schlegel Foundation; 868 S Main ST, West Bend, WI 53095; Foundation that provides charitable gifts to the community; Board member; Review and decision charitable requests and review the trust's assets; 01/17/2023; 2 Hours per Quarter; During securities trading hours; Not Investment-Related. 3. Wingfoot Imagery LLC; 2800 E Enterprise Ave Ste 333 Appleton, WI 54913; Photography; Owner; Primarily Wildlife and nature photography; 01/12/2026; 10hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-04 |
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