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Mark W Holody

Morgan Stanley

Ann Arbor, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-11-16
TX RA APPROVED_RES 2021-11-16
  • MI RA
    APPROVED
    Since 2021-11-16
  • TX RA
    APPROVED_RES
    Since 2021-11-16

Branch Locations

2001 Commonwealth Boulevard, Ann Arbor, MI 48105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. Farmington Hills MI 06/2011 08/2020
Securities America Advisors, Inc. Farmington Jillls MI 01/2012 08/2020
Caitlin John, Llc Brighton MI 08/2020 11/2021
Morgan Stanley Ann Arbor MI 11/2021 Present
  • 06/2011 → 08/2020
    Securities America Inc.
    Farmington Hills, MI
  • 01/2012 → 08/2020
    Securities America Advisors, Inc.
    Farmington Jillls, MI
  • 08/2020 → 11/2021
    Caitlin John, Llc
    Brighton, MI
  • 11/2021 → Present
    Morgan Stanley
    Ann Arbor, MI
Previous Registrations
  • 2020-08-20 → 2021-11-24
    Simplyria Advisor Network
    Brighton, MI
  • 2012-01-11 → 2020-08-05
    Securities America Advisors, Inc.
    Farmington Hills, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-12
  • S66 Uniform Combined State Law Examination
    2011-09-12
Other Names
  • Mark William Holody

View on SEC IAPD

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Other Investors

WILLIAM ROBERT ELGER
JOHN ALEXANDER MCCLELLAN
JEFFREY STEPHEN SELF
DOUGLAS ALAN VANDERSTELT
MARCUS MAYURKANT TRIVEDI
JENNIFER A. WATSON
SCOTT ARTHUR HAYDEN
DENNIS JOHN CUNNINGHAM

Other Offices

SPC · ANN ARBOR, MI
SPC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
FIRST HEARTLAND CONSULTANTS, INC. · ANN ARBOR, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
OSAIC ADVISORY SERVICES, LLC · Ann Arbor, MI

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