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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-05-09 |
| TX | RA | APPROVED | 2019-05-09 |
Branch Locations
51 S Stanfield Rd, Troy, OH 45373 • United States
375 E Horsetooth Rd Bldg 4 Ste 101 [Satellite], Fort Collins, CO 80525 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Fort Collins | CO | 05/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Collins | CO | 11/2016 | 05/2019 |
| Wells Fargo Advisors Financial Network, Llc | Fort Collins | CO | 05/2019 | Present |
5941 COMPANY LLC; INV RELATED; FORT COLLINS, CO; 5% OWNERSHIP; FOR FINET PRACTICE REAL ESTATE; START 1/2019; 1 HR/MO; 0 DURING TRADING. SHORES FOUR CONDOMINIUM ASSOCIATION, NOT INV RELATED, FORT COLLINS, CO, PRESIDENT, START 11/4/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, DISCUSSING BUDGET AND MAINTENANCE OF BUILDING. MCLAUGHLIN FAMILY LIMITED PARTNERSHIP, LLP, INV RELATED, MARSHALL, MN, CHECK SIGNER, START 8/23/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, HOLDS FARMLAND.; MARY'S MOUNTAIN COOKIES, NOT INVT RELATED, JOHNSTOWN, CO, STORE ASSOCIATE, START DATE 3/1/2023, 4 HRS PER MONTH, 0 HRS DURING TRADING, COOKIE STORE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-12 |
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