Thorn C Svendsen

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  Northwestern Mutual Investment Services, Llc
  Lakewood, CO
• 06/2010 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PRESIDENT, PHI GAMMA DELTA BOARD OF CHAPTER ADVISORS, 1848 W CAMPUS ROAD, GOLDEN, , COLORADO, 80401, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 06/17/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT OF THE BOARD OF CHAPTER ADVISORS, MEET QUARTERLY TO DISCUSS FRATERNITY CHAPTER OPERATIONS AND PROVIDE OPERATIONAL ADVICE (NOT FINANCIAL) TO THE CHAPTER

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-17
• S63 Uniform Securities Agent State Law Examination
  2011-07-01

Designations

• Certified Financial Planner
• Chartered Financial Consultant