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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-04-20 |
| TX | RA | APPROVED | 2022-04-20 |
Branch Locations
16400 Chenal Pakwy, Little Rock, AR 72223 • United States
7111 John F Kennedy Blvd, North Little Rock, AR 72116 • United States
6001 District Ave, Little Rock, AR 72205 • United States
11400 Cantrell Rd, Ste C, Little Rock, AR 72212 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 01/2013 | 01/2017 |
| Bank Of America, N.A. | Little Rock | AR | 01/2013 | 01/2017 |
| Edward Jones | St. Louis | MO | 01/2017 | 04/2022 |
| J.P. Morgan Securities Llc | Little Rock | AR | 04/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Little Rock | AR | 04/2022 | Present |
| Massachusetts Mutual Life Insurance Co | St Louis | MO | 12/2016 | 10/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-09 |
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