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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-06 |
| WA | RA | APPROVED | 2017-07-18 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
5525 Nw Fisher Creek Drive, Camas, WA 98607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 05/2010 | 07/2017 |
| Fisher Investments | Camas | WA | 07/2017 | Present |
?Name of the other business: SIERRA MEADOWS HOMEOWNERS ASSOCIATION ?Investment-related? NO ?Address of the other business: 2024 NW 44TH AVENUE, CAMAS, WA 98607 ?Nature of the other business: HOMEOWNER'S ASSOCIATION (NON-PROFIT) ?Position, title, or relationship with the other business: TREASURER ?Start date of your relationship: 07/01/18 ?Approximate number of hours/month you devote to the other business: ONE TO FIVE ?Number of hours you devote to the other business during securities trading hours: ZERO ?Duties relating to the other business: TREASURER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-15 |
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