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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-19 |
| NY | RA | APPROVED | 2021-05-12 |
| CT | RA | APPROVED | 2021-05-06 |
Branch Locations
58 South Service Road Suite 400, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Greenvale | NY | 04/2014 | 12/2020 |
| Jp Morgan Chase Bank | Greenvale | NY | 04/2014 | 12/2020 |
| Drawning Away Stable | Westbury | NY | 08/2011 | Present |
| Morgan Stanley | Melville | NY | 12/2020 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: DRAWING AWAY STABLE POSITION: LIMITED PARTNER START DATE: 8/15/2011 ADDRESS: N/A DETAILS: WWW.DRAWINGAWAYSTABLE.COM. HORSE RACING LIMITED PARTNERSHIPS. INVESTS AND RACES THOROUGHBRED RACEHORSES. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 3 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-10 |
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