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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-27
MN RA APPROVED 2020-01-13
  • TX RA
    APPROVED
    Since 2020-03-27
  • MN RA
    APPROVED
    Since 2020-01-13

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Wayzata, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Minneapolis MN 05/2010 09/2017
Rbc Capital Markets, Llc Wayzata MN 09/2017 12/2018
Rbc Capital Markets, Llc Wayzata MN 01/2020 Present
Bmo Wealth Management Minneapolis MN 12/2018 01/2020
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-24
  • S66 Uniform Combined State Law Examination
    2014-11-24

View on SEC IAPD

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