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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 08/2011 | 04/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wyomissing | PA | 05/2018 | 09/2024 |
| Commonwealth Financial Network | Waltham | MA | 09/2024 | Present |
| Spring Ridge Financial Group, Llc | Wyomissing | PA | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-16 |
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