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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-18 |
| TX | RA | APPROVED_RES | 2020-09-29 |
Branch Locations
8411 Preston Road Suite 700, Dallas, TX 75225 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Dallas | TX | 07/2015 | 03/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Dallas | TX | 07/2015 | 03/2018 |
| Frontier Investment Management Co | Dallas | TX | 04/2018 | 09/2020 |
| Hightower Advisors, Llc | Dallas | TX | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-09 |
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