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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-12-16 |
| CA | RA | APPROVED | 2019-11-12 |
Branch Locations
8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States
34502 N Scottsdale Rd, Scottsdale, AZ 85266 • United States
10959 E Dynamite Blvd, Scottsdale, AZ 85262 • United States
23405 N Scottsdale Rd, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Los Gatos | CA | 10/2012 | 03/2018 |
| Morgan Stanley | Cupertino | CA | 10/2018 | 11/2018 |
| Jpmorgan Chase Bank, N.A. | Los Altos | CA | 11/2018 | 09/2019 |
| J.P. Morgan Securities, Llc | Los Altos | CA | 05/2019 | 09/2019 |
| Banc Of California | Newport Beach | CA | 02/2018 | 06/2018 |
| Unemployed | Los Gatos | CA | 07/2018 | 09/2018 |
| Wells Fargo Clearing Services, Llc | Burlingame | CA | 10/2019 | Present |
| Wells Fargo Bank, Na | Burlingame | CA | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-31 |
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