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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-31 |
| CA | RA | APPROVED | 2025-01-24 |
Branch Locations
1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Northridge | CA | 05/2010 | 06/2017 |
| J.P. Morgan Securities Llc | Northridge | CA | 10/2012 | 06/2017 |
| Wells Fargo Bank Na | Santa Monica | CA | 11/2017 | 12/2020 |
| Wells Fargo Clearing Services Llc | Santa Monica | CA | 01/2018 | 12/2020 |
| Unemployed | Sun Valley | CA | 07/2017 | 10/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 12/2020 | 05/2022 |
| Bank Of America, N.A. | Pasadena | CA | 01/2021 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Encino | CA | 05/2022 | 01/2025 |
| Morgan Stanley | Los Angeles | CA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-11 |
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