Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-09-13 |
| IL | RA | APPROVED | 2012-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | Chicago | IL | 05/2010 | 01/2018 |
| J.P. Morgan Securities Llc | Lake Zurich | IL | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Lake Zurich | IL | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-11 |
Reach out to this advisor