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Inactive

Stacy J Bromann

The Dala Group, LLC

Hoffman Estates, IL

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Current Employers
The Dala Group, Llc

2800 W. Higgins Rd. Ste. 895, Hoffman Estates, IL 60169 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
IL RA APPROVED 2023-01-04
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • IL RA
    APPROVED
    Since 2023-01-04

Branch Locations

2800 W. Higgins Rd. Ste. 895, Hoffman Estates, IL 60169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Crystal Lake IL 02/2016 01/2023
Fifth Third Securities Crystal Lake IL 02/2016 01/2023
The Dala Group, Llc Hoffman Estates IL 01/2023 Present
  • 02/2016 → 01/2023
    Fifth Third Bank
    Crystal Lake, IL
  • 02/2016 → 01/2023
    Fifth Third Securities
    Crystal Lake, IL
  • 01/2023 → Present
    The Dala Group, Llc
    Hoffman Estates, IL
Previous Registrations
Other Businesses

Insurance Licensed Life and Health

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-23
S63 Uniform Securities Agent State Law Examination 2010-06-11
  • S65 Uniform Investment Adviser Law Examination
    2018-02-23
  • S63 Uniform Securities Agent State Law Examination
    2010-06-11
Other Names
  • Stacy Jo Van Ravenhorst

View on SEC IAPD

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