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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-05-29 |
Branch Locations
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
Prosper, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 03/2019 | 05/2020 |
| Unemployed | Carteret | NJ | 11/2015 | 03/2019 |
| Rockefeller Financial Llc | Dallas | TX | 05/2020 | 05/2024 |
| Rock & Co Llc | Dallas | TX | 05/2020 | 05/2024 |
| Rockefeller Financial Llc | Prosper | TX | 05/2024 | Present |
Gill Realty Group LLC; Investment related; Prosper, TX ; Half owner/Managing Member; 05/01/2023; 0 hours a month and 0 hours during trading hours; LLC holds two investment properties. Rabinder and Jasmit Gill Real Estate; Investment related; Prosper, TX ; Half owner/Managing Member; 05/01/2020; 0 hours a month and 0 hours during trading hours; LLC holds four rental properties in Texas.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-27 |
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