Charles Scott

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 06/2017
  Mccormick & Co., Inc
  Memphis, TN
• 06/2017 → 08/2017
  Unemployed
  Memphis, TN
• 08/2017 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 08/2017 → 07/2025
  Equitable Advisors, Llc
  New York, NY
• 07/2025 → Present
  Lpl Financial Llc
  Collierville, TN

Previous Registrations

• 2018-01-12 → 2025-07-23
  Equitable Advisors, Llc
  Memphis, TN
  Franklin, TN
  Collierville, TN
  Germantown, TN

Other Businesses

1.07/14/2025 - Reilly Scott Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - OBA Start Date:07/14/202 - 80 Hrs/Mth - 4 Hrs During Trading . 2) 07/29/2025 - SCOTT WEALTH LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At reported business location(s) - Start Date:07/15/2025 - 10 Hrs/Mth - 0 Hrs During Trading

Exams

• S66 Uniform Combined State Law Examination
  2017-12-19

Other Names

• Charlie Scott
• Charles Scott
• Charles Edward Scott
• Charles Edward Scott