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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-12-18 |
| MO | RA | APPROVED | 2022-10-24 |
| TX | RA | APPROVED_RES | 2022-10-20 |
Branch Locations
2420 Hyde Park Road #C, Jefferson City, MO 65109 • United States
29 E Madison St., Ste. 500, Chicago, IL 60602 • United States
Linn, MO • United States
29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-09 |
| MO | RA | APPROVED | 2016-04-05 |
Branch Locations
2420 Hyde Park Road, #C, Jefferson City, MO 65109 • United States
29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States
Linn, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 10/2014 | Present |
| Retirement Plan Advisors, Llc | Jefferson City | MO | 03/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2022 | Present |
1) RETIREMENT PLAN ADVISORS,LLC 2420 Hyde Park Road, #C, Jefferson City, MO 65109. 05/06/2015, ADVISORY REP OF A REGISTERED INVESTMENT ADVISOR. INVESTMENT RELATED 0/YEARLY, NONE/TRADE. 2) RETIREMENT PLAN ADVISORS HOLDINGS, INC., 105 W ADAMS ST, Suite 2175, Chicago IL 60603, United States, 01/01/2022, Owner, Owner/Partner of a Business Entity, NIR, 1 HR/MO - 0 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4) RETIREMENT PLAN ADVISORS, LLC, 2420 Hyde Park Rd, Suite C, Jefferson City, MO 65109, United States, 05/06/2015, Investment Advisor Representative, RIA Affiliation - other than CIRA, NIR, 120 HR/MO - 160 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-07 |
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