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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-06 |
| NC | RA | APPROVED | 2018-02-14 |
| VA | RA | APPROVED | 2018-02-14 |
Branch Locations
201 East Main Street Ste 1, Floyd, VA 24091 • United States
Roanoke, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stone, Houston & Associates | Floyd | VA | 04/2010 | 10/2018 |
| Invest Financial Corporation | Tampa | FL | 06/2010 | Present |
| Lpl Financial Llc | Floyd | VA | 02/2018 | Present |
1. 02/14/2018 - MIDLAND INSURANCE - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 2/15/11 - 10 Hours Per Month. 2. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 06/01/11. 3. 08/15/2023 - BonVue Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/05/2023 - 110 Hours Per Month/ 110 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-29 |
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