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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-19
  • NY RA
    APPROVED
    Since 2021-11-19

Branch Locations

105 Jordan Rd Suite 6, Troy, NY 12180 • United States

327 Broadway, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities Inc Saratoga Springs NY 11/2015 03/2018
Citizens Bank Saratoga Springs NY 11/2015 04/2018
Healthcare Community Securities Corp Rennselaer NY 04/2018 01/2020
Lpl Financial Llc Latham NY 03/2020 11/2021
Edward Jones St Louis MO 11/2021 Present
Previous Registrations
Other Businesses

Ronald R Sausville Sr and Mabel F Sausville Family Trust Type of business: Irrevocable Trust Cohoes, NY Start date: 4/5/2012 Trustee Hours per week: 0 Hours during trading: 0 I am the trustee of this trust.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-14
S63 Uniform Securities Agent State Law Examination 2015-11-01
  • S65 Uniform Investment Adviser Law Examination
    2017-06-14
  • S63 Uniform Securities Agent State Law Examination
    2015-11-01
Other Names
  • Laura Anne Goca
  • Laura Anne Sausville

View on SEC IAPD

Other Firms

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