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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-01-15
FL RA APPROVED 2006-10-09
  • TX RA
    APPROVED
    Since 2008-01-15
  • FL RA
    APPROVED
    Since 2006-10-09

Branch Locations

50 N Laura St, Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 01/2006 Present
Bank Of America, Na Jacksonville FL 03/2010 Present
Other Businesses

I*81735 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JAMES BUSCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: 2137 PARK ST, JACKSONVILLE, FLORIDA 32204 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/24/2014 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS AN INVESTMENT PROPERTY WITH 2 APARTMENTS THAT ARE RENTAL UNITS. MY WIFE, ANSLEY, AND I MANAGE THE PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-05
  • S66 Uniform Combined State Law Examination
    2006-10-05

View on SEC IAPD

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