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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-15
NJ RA APPROVED 2024-10-29
  • TX RA
    APPROVED_RES
    Since 2025-07-15
  • NJ RA
    APPROVED
    Since 2024-10-29

Branch Locations

4000 Route 66 Suite 123B, Tinton Falls, NJ 07753 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Mutual Life Insurance Co St. Paul MN 05/2010 07/2018
Securian Financial Services Inc St. Paul MN 05/2010 07/2018
Mid-Atlantic Resource Group Wall NJ 05/2010 07/2018
Woodbury Financial Services Inc Neptune NJ 07/2018 01/2024
Osaic Wealth, Inc. Tinton Falls NJ 01/2024 10/2024
Kestra Investment Services, Llc Tinton Falls NJ 10/2024 Present
Kestra Advisory Services, Llc Tinton Falls NJ 09/2024 Present
  • 05/2010 → 07/2018
    Minnesota Mutual Life Insurance Co
    St. Paul, MN
  • 05/2010 → 07/2018
    Securian Financial Services Inc
    St. Paul, MN
  • 05/2010 → 07/2018
    Mid-Atlantic Resource Group
    Wall, NJ
  • 07/2018 → 01/2024
    Woodbury Financial Services Inc
    Neptune, NJ
  • 01/2024 → 10/2024
    Tinton Falls, NJ
  • 10/2024 → Present
    Kestra Investment Services, Llc
    Tinton Falls, NJ
  • 09/2024 → Present
    Tinton Falls, NJ
Previous Registrations
  • 2024-01-19 → 2024-11-02
    Tinton Falls, NJ
  • 2018-07-19 → 2024-01-19
    Woodbury Financial Services, Inc.
    Tinton Falls, NJ
  • 2012-03-28 → 2018-08-08
    Securian Financial Services, Inc.
    Wall, NJ
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/30/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: OBSIDIAN WEALTH ADVISORS POSITION: owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2024 ADDRESS: 4000 Route 66 Suite 123B, Tinton Falls NJ 07753, United States DESCRIPTION: There are no obligations because Obsidian is a DBA only there is no entity, everything flows through 1099's to my sole prop. My duties and responsibilities are to act in the best interest of my clients and provide them with Insurance. NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/29/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-20
  • S66 Uniform Combined State Law Examination
    2012-03-20
Designations
Other Names
  • Steven Curry
  • Steven Thomas Curry

View on SEC IAPD

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